FINRA Flags Generative AI Risks and Governance Expectations - DLA Piper Alert

DLA Piper released an alert around the Financial Industry Regulatory Authority’s (FINRA) 2026 Annual Regulatory Oversight Report section on generative artificial intelligence (GenAI), outlining governance, supervisory, cybersecurity, and vendor risk considerations. Among other things, FINRA expects member firms to remain vigilant and update written supervisory procedures to reflect evolving technology use. Read the alert here.